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Commodity pool
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#	Item
31	Division of Clearing and Intermediary Oversight Add to Reading List Source URL: www.cftc.gov Language: English Law Business Commodity Futures Trading Commission Commodity Pool Operator Commodity pool Commodity Exchange Act Limited partnership Securities Exchange Act Commodities market United States securities law Financial economics
32	IN THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF NORTH CAROLINA U.S. COMMODITY FUTURES TRADING COMMISSION, Plaintiff, Add to Reading List Source URL: www.cftc.gov Language: English Financial system Financial markets Commodity Exchange Act United States securities law Commodity trading advisor Commodity Futures Trading Commission Futures contract Commodity Pool Operator Commodities market Financial economics Finance
33	[removed]Federal Register / Vol. 65, No[removed]Thursday, June 22, [removed]Proposed Rules Core Principle #15: Competition: Recognized futures exchanges should avoid Add to Reading List Source URL: www.cftc.gov Language: English Financial system Commodity Futures Trading Commission Commodity Pool Operator National Futures Association Commodity pool Futures contract Commodity Exchange Act Commodity trading advisor U.S. Securities and Exchange Commission Commodities market Financial economics Finance
34	Exempt Foreign Firm Application Template (Entire) Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2012-09-13 15:03:29 Financial system National Futures Association Commodity Futures Trading Commission Commodity Pool Operator Commodity Exchange Act Commodity pool Futures contract Commodity trading advisor Foreign exchange market Commodities market Financial economics Finance
35	CFTC Letter[removed]CFTC letter No[removed]September 7, 2004 Interpretation Division of Clearing and Intermediary Oversight Add to Reading List Source URL: www.cftc.gov Language: English Finance Commodity Futures Trading Commission Commodity Pool Operator Commodity pool Futures contract Commodity Exchange Act Commodity broker Commodities market Financial economics Financial system
36	PROGRAM REPORT FOR COMMODITY TRADING ADVISORS Name: TEST FIRM Ending Date: [removed] Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2013-10-02 16:51:19 Commodity broker Commodities market Commodity trading advisor Commodity Pool Operator
37	November 9, 2012 VIA ELECTRONIC MAIL Ms. Sauntia S. Warfield Assistant Secretary of the Commission Commodity Futures Trading Commission Three Lafayette Centre Add to Reading List Source URL: www.managedfunds.org Language: English Finance Commodity Futures Trading Commission Commodity Pool Operator Commodity pool Hedge fund Commodity trading advisor Gary Gensler National Futures Association Bart Chilton Financial economics Commodities market Investment
38	Swiss Financial Services, Inc. Swiss Financial Services, Inc. (“SFS Inc.”), a Delaware corporation, was incorporated on June 6, 1986, and has operated in the Chicago area since its incorporation. SFS Inc. is a wholly Add to Reading List Source URL: www.swiss-financial.com Language: English - Date: 2015-01-29 08:26:50 Primary dealers Financial adviser UBS Hedge fund Commodity pool Zug Financial economics Investment Finance
39	CFTC Letter[removed]CFTC letter No[removed]August 17, 2004 Exemption Division of Clearing and Intermediary Oversight Add to Reading List Source URL: www.cftc.gov Language: English Financial system Commodity Futures Trading Commission Commodity Pool Operator National Futures Association Securities Exchange Act Futures contract Records management Commodity pool Commodities market Financial economics Business
40	U.S. COMMODITY FUTURES TRADING COMMISSION Three Lafayette Centre 1155 21st Street, NW, Washington, DC[removed]Telephone: ([removed]Facsimile: ([removed]removed] Add to Reading List Source URL: www.cftc.gov Language: English Investment Commodity Futures Trading Commission Futures contract Commodity Pool Operator Derivative Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity market Hedge Commodity pool Financial economics Commodities market Finance

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